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Governance and Management of Tourism in two Biosphere Reserves in Ecuador: Galapagos and Sumaco
(2014)
Tourism is multi-faceted phenomenon and various stakeholders, levels of government, and sectors are closely interlinked. Governmental and non-governmental institutions, local communities, diverse professionals, and different sectors and tourists do show various perspectives about the management of tourism. In this dissertation, a comprehensive analysis on the current situation of tourism in two biosphere reserves (Galapagos and Sumaco) in Ecuador is presented. Tourism is considered as one of the key strategies to promote environmental conservation and socio-economic development of local communities living in these places. UNESCO biosphere reserves are protected areas of extraordinary natural and cultural value, conceived as places for reconciliation between conservation and development. The concept of sustainable tourism can be seen as an umbrella that unites various forms of tourism in these protected areas (e.g. ecotourism, community-based tourism). The primary objective was to evaluate the main factors of success and failure in the management of tourism and its contribution to biodiversity conservation. Thus, a detailed review of the legal, political, and institutional framework of the country and a description of the two biosphere reserves (physical, biogeographic, demographic, socio-economic, institutional and legal elements) was given. Data collection for the case studies (Galapagos and Sumaco) was performed by the combination of qualitative and quantitative methods. As for qualitative tools, in-depth semi-structured interviews with the main stakeholders in both biosphere reserves were applied. Experts and specialists in the management of protected areas, as well as representatives of different sectors directly and indirectly associated with tourism were interviewed. Moreover, surveys were applied to two different target groups. Tourists were surveyed in order to establish their socio-demographic profile, travel preferences, and degree of knowledge about sustainable tourism, as well as their perception of the sustainability of tourism in the destinations visited. Furthermore, residents in both reserves were surveyed in order to find out about their socio-demographic characteristics, their main economic activities for supporting themselves and their attitude towards tourism, their level of knowledge about biosphere reserves, and their perception about advantages or disadvantages of living in a biosphere reserve. In general, although tourism is a concept that could be developed in accordance with the environment in these natural areas, in the case of Galapagos it is one of the main risk factors for the conservation of biodiversity in the archipelago due to the increasing number of tourists. In contrast, in Sumaco tourism could be an important sustainable alternative to mining, oil extraction and hydroelectric projects, which are the current threats to the conservation of the area. From the environmental point of view, there are serious problems in both reserves, mainly linked to the contamination of water resources. Such pollution imposes risks to the health to both, residents and tourists. The lack of freshwater is particularly critical in Galapagos, given its insular habitat. The invasion of exotic species in Galapagos is one of the most serious threats to the conservation, while deforestation in combination with illegal logging and mining activities is the greatest danger in Sumaco. In terms of sociocultural factors, migration processes undoubtedly shape the attitudes and values of the current population in both reserves. In Galapagos most residents are immigrants, whereas in Sumaco a significant portion are Kichwa people who belong to the area’s native population. In general, the inhabitants in both areas have not yet developed a true environmental awareness. The distribution of human population groups is also associated with the different types of tourism. In both reserves, tourist services offered by local communities have low quality standards and are targeted on a market segment consisting of tourists with a low budget. Thus, the community revenues obtained from tourism are generally only a small percentage of the total tourism market. This situation is much more noticeable in Galapagos where large companies that operate luxury cruises and hotels gain most of their revenues from tourism. Many of them have their headquarters in the main cities of Ecuador and abroad, which means that they pay their taxes in those cities and not in the places where they operate. Inequality in the distribution of the economic benefits of tourism leads to a situation of frustration and discontentment among the residents of the regions involved. Despite this situation, tourism is still a profitable business and residents try to make the most of it, no matter the cost impacts. Temporary and illegal tourism activities is often the normal state of the things: unregistered houses that offer rooms for tourists, taxi drivers who offer tours without being in possession of permits, tourist boat owners, tour guides and even large tourist companies that operate without legal licenses. This situation inevitably leads to a decrease of the quality of services, an uncontrolled increase of business, a consequent dumping of prices and the overall decline of the destination. Ultimately, this means fewer tourists, more environmental degradation and less economic benefits for residents. In this context, there is a serious conflict between the local community and large foreign companies. Governance and management of tourism are essential elements to ensure its development in a sustainable way. The country has a large number of laws, rules, regulations, and plans that regulate the development of sustainable tourism legally and institutionally, especially in protected areas. However, monitoring and law enforcement are major constraints for achieving proper management of tourism. This problem is particularly noticeable in small communities such as Galapagos and Sumaco where interpersonal relationships of kinship and friendship are close, which complicates control and regulation. There are some serious limitations regarding the technical and logistical capacity of the institutions responsible for controlling and managing the tourist activity; they consist mainly in the lack of staff and funding. Galapagos, given its special status, has increased the number of funding managers and staff members for controlling and management, but in many cases, these people are not fully qualified for their positions. Sumaco has only few tourism experts who can help to develop the tourism. The coordination and planning among all stakeholders involved in tourism is still a work in progress to ensure proper management of the tourist destinations. In any case, local communities are developing important initiatives in both biosphere reserves. After all, sometimes planning, coordination and local activities do not necessarily coincide with the national agenda. In general, in both biosphere reserves it is necessary to ensure higher standards of education, both formal and informal. Also it is urgent that the government as a regulating entity ensures the equitable participation of local communities in tourism benefits, control, monitoring, and law enforcement. Moreover, there is the need to encourage and ensure integrated planning of tourism in the different levels of government: local, regional, and national. Sustainable tourism means that the protection of cultural heritage and natural resources is granted at least the same level of importance as the involved economic interests. The unique nature that currently attracts tourists to Galapagos and Sumaco should be preserved not only for ensuring the continuity of the tourism activity itself, but also in order to safeguard biodiversity and natural resources for the coming generations. Responsible tourism practices which care about their social and environmental impacts are not necessarily opposed to economic interests. On the contrary, they need each other for a long-term development.
The dissertation aims at developing means to integrate conservation and development in biosphere reserves in Madagascar. Despite a multitude of concepts such as UNESCO biosphere reserves, Integrated Conservation and Development Projects and community-based natural resource management, gaps between conservation and development remain to exist. In a qualitative case study in Mananara-Nord and Sahamalaza Iles-Radama Biosphere Reserves in Madagascar data was collected on biosphere reserve management, local use of natural resources and socio-cultural aspects that influence natural resource use. Furthermore, natural values local people associate with the forest were investigated. Analysis revealed that management capacities constitute a limiting factor in biosphere reserve management. Collaboration between management, local people and international organisations fosters the achievement of both conservation and development. However, collaboration is only possible if (i) clear rules are formulated and (ii) partners have a vision in common. Based on the theory of social capital, newly introduced and locally existent rules/institutions having an influence on the use of natural resource were categorized in bonding, linking and bridging social capital. Furthermore, the perception of natural values was classified in instrumental and non-instrumental values and assigned to ecosystem services identifying the importance of nature for human well-being. With the capabilities approach Amartya Sen defined human well-being as the achievement of those capabilities a person considers valuable. This includes aspects that assure livelihoods on the one hand and aspects that are conducive to well-being on the other, thus both being relevant for development. In the dissertation capabilities are based on both instrumental and non-instrumental natural values and consequently offer an opportunity to demonstrate and characterise the relationship between nature and human well-being. Social and natural values provide orientation for a biosphere reserve management. The category bonding social capital (social values) describes local socio-cultural aspects in communities and their importance for collaborative processes. Natural values provide the management with guiding principles to foster nature conservation and to integrate locally existent capabilities. Supporting and furthering these capabilities enables the development of new capabilities of all concerned persons. The dissertation demonstrates various possibilities to build bridges between (i) nature conservation and development, (ii) natural and social sciences, (iii) formal regulations and local socio-cultural aspects and (iv) diverse actors. Implementation of a social monitoring is recommended together with local stewards and Malagasy students to collect information about the perception of natural and social values and use them as guiding principles for biosphere reserves. Collaboration with national and international scientific institutions can foster this process.
Mind the gap: Information gaps and bridging options in assessing in-situ conservation achievements
(2008)
The biodiversity crisis has gained political attention on a global level. The “2010 Target” of the Convention on Biological Diversity (CBD) aims to significantly reduce the loss of biodiversity by 2010. In order to achieve this, a network of representative and effectively managed protected areas is to be established. The effectiveness of protected areas thus represents one indicator for progress towards the CBD’s 2010 Target. However, indicators require information. The present study, in a first step, reviews the availability of open access long-term ecological data for assessing protected area effectiveness. This review shows two parallel – though contradictory – phenomena: data overkill and data scarcity. While the number of online databases providing open access data on biodiversity has grown tremendously, no long-term ecological data for a larger set of protected areas can be openly accessed. Reasons for this data scarcity are discussed. Based on this lack of information, in a second step, a method to bridge information gaps through social science research is aspired. An innovative Conservation Success Framework is developed, which defines and relates conservation needs, conservation capacity and conservation actions, its three main components. The basic assumption is that conservation can only be successful where the conservation capacity exists that is required to implement the conservation actions determined by the conservation needs. The framework was used to develop open and closed questionnaires for application in two Mexican biosphere reserves, the Sierra Gorda and the Sierra de Manantlán. As "conservation success" is often immeasurable in protected areas in practice due to unspecific conservation objectives the term is for the case studies substituted by “conservation achievements”, i.e. clearly noticeable effects from conservation actions. Overall, almost 60 interviews were conducted with different stakeholder groups. The gained information is validated through social science research techniques, such as triangulation of perspectives and active and passive observation. Based on this, conservation needs are identified and conservation capacities summarised and discussed for both case study sites. Implemented conservation actions addressing identified conservation needs and conservation capacity constraints are then analysed. In addition, noticeable effects from conservation actions on the state of biodiversity at case study sites, i.e. the conservation achievements, are described. Where locally available, non-open access data (as opposing open access data) are used to verify the findings from the social science research. Identified conservation achievements at both case study sites are evident both from quantitative information (for example forest cover increase according to non-open access data) and qualitative information (for example perceived change in the occurrence of illegal activities according to interviews). In addition, rather “intangible” indicators that can only be revealed through qualitative surveys are identified for both sites. This study thus highlights the crucial importance of integrating different types of data, ecological and socio-economic, as well as quantitative and qualitative ones. The present study concludes with a series of recommendations 1) to local practitioners at the two case study sites, and 2) to the international conservation community. Local practitioners may benefit from the present study because its results provide for each site a) an overview of existing conservation needs and implemented conservation actions; b) an easy way to identify action gaps; c) a baseline to identify progress indicators; and d) an overview of diverse perspectives on the current effectiveness of the biosphere reserves. These benefits are considered of particular importance as they can be influential in the revision of the site’s management plans, which both are now approximately ten years old and will soon be revised. The international conservation community will not be able to make a clear statement in the year 2010 about the effectiveness of protected areas on a global level due to a lack of information and transparency. However, the year 2010 should not be considered an end point for measuring progress in in-situ conservation; instead protected area quality standards must be created, effectiveness evaluations institutionalised and efforts to foster regular reporting must continue. Consequently, a scheme of consolidated actions from local to national and international level is proposed that could help to sustainably bridge existing information gaps and close them on the long run. In the end, progress reporting on the effectiveness of protected areas, and other indicators, can only improve if different governance levels “mind the information gaps” in cooperation, until continued information gathering and sharing hopefully closes these gaps one day.